International Bank with an expanding securitization business is seeking someone with portfolio management and KYC experience to do the following:

KYC

 Lead end-to-end onboarding of new clients and periodic reviews of existing relationships,

including beneficial ownership identification/verification and mapping of ownership and control

structures.

 Validate KYC documentation (incorporation documents, identification, person appearing).

 Coordinate data/document collection with front office, clients and internal departments.

 Ensure KYC files meet policy/quality standards as well as EU/US regulatory requirements.

 Monitor turnaround times and proactively manage bottlenecks.

 Maintain complete, auditable KYC files and case notes; ensure accurate static data in the bank’s

internal systems.

 Execute periodic refresh cycles and event-driven reviews; monitor trigger events.

 Advise and support team members on KYC-related topics; contribute to training and awareness.

 Identify and recommend enhancements to policies, procedures, and checklists; actively support

implementation of regulatory changes.

Portfolio Management

 Provide ongoing deal team support for multiple existing transactions, including day-to-day client

interaction, ongoing funding and surveillance as well as portfolio management oversight;

 Liaise with the conduit manager and coordinate, submit and reconcile daily commercial paper

activity for the conduit;

 Coordinate with Credit Risk, Treasury, Finance, Legal, and Operations on new and existing

transactions; and

 Support the origination of new prospective transactions, including structuring, documentation

and execution.

Qualification:

 Bachelor’s degree in finance, economics, accounting, math, or related field.

 3-7 years of experience in securitization operations, financial operations or KYC roles with

exposure to structured finance products.

 Knowledge of KYC/AML processes and operational risk/control frameworks, in particular, sound

understanding of AML and sanctions frameworks relevant to the role (e.g., EU/US AML

directives, German GwG and BaFin guidance, FATF recommendations, EU/UN and applicable

national sanctions), and GDPR for client data handling.

 Working knowledge of multi-seller ABCP structures and their key operational components,

including eligibility criteria, triggers, waterfalls, and liquidity facilities.

 Proficiency in Excel and data analysis; experience with reconciliation and reporting workflows;

exposure to deal models and administration tools.

 Excellent communication and stakeholder management skills; strong attention to detail; ability

to manage multiple deals and deadlines.

Compensation & Work Environment:

 Base salary: $125-165k (commensurate with experience and level; plus performance-based

Stone Management

Latest Jobs